校際選修

115-1 選課時程

進行中

  • 初選第一階段 6/15/2026
  • 初選第二階段 6/22/2026
  • 校際選修 8/24/2026
  • 初選第三階段 8/31/2026
  • 開學後加退選 9/7/2026
  • 逾期加退選 9/21/2026
選課資源

財務理論(博)

Financial Theory

學期
106-1
學分
3 學分
當期課號
4020
永久課號
IOF5095
開課單位
資訊管理與財務金融系財務金融博士班
授課教師
梁婉麗
校區
光復
類別
必修
上課時間表
週二
2
09:00–09:50
財務理論(博)
M102
3 節連堂
3
10:10–11:00
4
11:10–12:00

* 根據陽明交大上課時間表所列

概述

Learning Goals: 1. Students will have the expert knowledge in the professional field of financial theory. 2. Students will find the related interesting topics for their future research. Course Descriptions: This course is aimed to provide financial economic theories and their empirical implications. Students will learn theories about capital markets, investment decisions, market equilibrium (CAPM and APT), efficient capital markets and agency problem. In addition, students will learn the corporate policy including capital structure, dividend policy.

先修科目

No, but background with Economics and Statistics are recommended.

教學方式

Readings Asset Pricing 1. Eberhart, A.C., W.F. Maxwell, and A.R. Siddique. 2004. An examination of long-term abnormal stock returns and operating performance following R&D increases. Journal of Finance 59: 623-650. 2. Baker, M., Wurgler, J., 2006. Investor sentiment and the cross-section of stock returns. Journal of Finance 61, 1645-1680. Capital Structure 1. Shyam-Sunder, L., and S. Myers, 1999. Testing static tradeoff against pecking order models of capital structure. Journal of Financial Economics 51, 219-244. 2. Frank, M., and V. Goyal, 2003. Testing the pecking order theory of capital structure. Journal of Financial Economics 67, 217-248. Corporate Payout 1. Ikenberry, D., J. Lakonishok, and T. Vermaelen, 1995. Market underreaction to open market share repurchases. Journal of Financial Economics 39, 181-208. 2. Skinner, D. J., 2008. The evolving relation between earnings, dividends, and stock repurchases. Journal of Financial Economics 87, 582-609.

評分方式

Homework 20% Presentation 20% Midterm examination 30% Final examination 30% A. You will have about 8 homeworks this semester. Please write the homework in handwriting. Please submit your homework before the deadline. I do not accept any late submission. B. Each group (with 2~3 people) is responsible to present ALL papers. Anyone has to present at least 15 minutes for each presentation. We draw lots to decide the group presenters at the weeks for your presentations. C. You are responsible to present papers in turn in the class. (Please prepare the presentation for about 1~1.5 hour per paper. The papers will be also included in the examination.

課程大綱
  • Capital Market
  • Capital Structure Theory
週次計畫
週次主題
第 1 週Ch1 Introduction: Capital Markets, Consumption and Investment.
第 2 週Ch2 Investment Decisions: The Certainty Case.
第 3 週Ch5 Objects of Choices : Mean-Variance Portfolio Theory
第 4 週Ch5 Objects of Choices : Mean-Variance Portfolio Theory
第 5 週Ch6 Market Equilibrium: CAPM and APT
第 6 週Ch6 Market Equilibrium: CAPM and APT
第 7 週Asset Pricing Empirical Papers
第 8 週Journal articles: Asset Pricing (presentation)
第 9 週Mid-term Exam
第 10 週Corporate Finance: Introduction of finance methodologies
第 11 週Ch15 Capital Structure and the Cost of Capital: Theory and Evidence
第 12 週Ch15 Capital Structure and the Cost of Capital: Theory and Evidence
第 13 週Journal articles: Capital Structure (presentation)
第 14 週Journal articles: Capital Structure (presentation)
第 15 週Ch16 Dividend Policy: Theory and Empirical Evidence
第 16 週Ch16 Dividend Policy: Theory and Empirical Evidence
第 17 週Journal articles: Corporate Payout (presentation)
第 18 週Final Exam
教科書

Thomas E. Copeland, J. Fred Weston and Kuldeep Shastri, “Financial Theory and Corporate Policy”, 4th Edition. Pearson Education.

Office Hours
地點
The office of instructor (M421)
時間
13:30~16:30 p.m. on Wednesday
聯絡方式
Contacting with instructor by email